Zuari Finserv Limited :- MEMBER-NSE & BSE Cash, F&O & Currency - INZ000162134 | RTA - INR000003902 SEBI Registration for NSDL & CDSL: IN-DP-366-2018 | MCX-DP: IR/MCX/DP/CORP/0090 | NCDEX-DP: IR/NCDEX/DP/CORP/0088 | AMFI Registration No.: ARN135280 | CIN : U45400GA2013PLC007383 | Zuari Insurance Brokers Limited: - Direct Insurance Brokers License No- 318 | CIN : U66010GA2003PLC003185

• 1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. Rs.10/- (GST applicable) will be charged for each margin pledge creation and closure/invocation instructions.

• 2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge and for entire off market transfer instructions. Stamp duty will be applicable on entire off-market transfers instructions involving consideration including pledge invocations.

• 3. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

• 4. Pay minimum 20% upfront margin of the transaction value to trade in cash market segment.

• 5. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.

• 6. As per latest circulars NSDL/POLICY/2021/0036 dt. 7-Apr-21, CDSL/OPS/DP/POLCY/2021/152 dt. 5-Apr-21, NSE/ISC/47869 & BSE 20210401-53 dt. Aug 1, 2021 issued by NSDL, CDSL, NSE & BSE respectively, all 6-KYC attributes as mentioned below:-

  • 1. Name

  • 2. Complete Address with PIN code

  • 3. PAN

  • 4. Valid Mobile Number

  • 5. Valid Email-Id

  shall be mandatory for new accounts to be opened from June 1, 2021. In respect of all existing accounts, all 6-KYC attributes shall be updated on or before Dec 31, 2021. Thereafter, such non-compliant demat/trading accounts will be liable to be made inactive i.e. no transaction will be allowed in such demat/trading account (except for settlement of already open positions).

• 1. Prevent Unauthorized Transactions in your demat/trading account --> Update your Mobile Number/email ID with your stock broker/Depository Participant. Receive information of your transactions directly from Exchanges on your mobile/email at the end of day and alerts on your registered mobile for all debits and other important transactions in your demat account directly from NSDL/CDSL on the same day. - Issued in the interest of investors.

• 2. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

• 3. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.